There are many things to consider when looking to navigate a move between firms and staying compliant with the dreaded “protocol.” James R. Miller gives stories and tips in this series of papers.

Good Move-The Legal Non-Protocol Exit

John Lockedin was at the end of his rope. He was the top producer in his branch and had been so for five years. His clients had outgrown the proprietary products his branch manager wanted him to push. His compensation grid was good, but far below industry standards. He could make a lot more if he left his firm, Edward Stanley.

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